Black-letter propositions
- 01
Suppression by the prosecution of evidence favorable to an accused who has requested it violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution (Brady v. Maryland).
- 02
The prosecution's duty to present all material evidence to the jury includes evidence bearing on a key witness's credibility, such as a promise of leniency in return for testimony, and it is not excused because the trial prosecutor did not know of the promise (Giglio v. United States).
- 03
A prosecutor does not violate the constitutional duty of disclosure unless the omission is sufficiently significant to result in the denial of the defendant's right to a fair trial, and the Constitution does not demand discovery of everything that might influence a jury (United States v. Agurs).
- 04
Proof beyond a reasonable doubt, required by the Due Process Clause in criminal trials, is among the essentials of due process and fair treatment required during the adjudicatory stage when a juvenile is charged with an act that would be a crime if committed by an adult (In re Winship).
- 05
Before a constitutional error can be held harmless, the court must be able to declare its belief that it was harmless beyond a reasonable doubt, and the state bears the burden of showing this (Chapman v. California).
- 06
A prosecutor's comment on the defendant's failure to testify, and a jury instruction allowing an adverse inference from it, violate the Fifth Amendment, and the state must show that this error did not contribute to the conviction.
- 07
The Equal Protection Clause forbids a prosecutor from using peremptory challenges to exclude jurors on account of race (Batson v. Kentucky).
- 08
A defendant makes a prima facie case of purposeful discrimination in jury selection by showing that he is a member of a cognizable racial group and that the prosecutor exercised peremptory challenges to remove members of that group from the jury, and that these facts and other relevant circumstances raise an inference of discrimination.
- 09
Once the defendant makes a prima facie showing, the burden shifts to the state to come forward with a neutral explanation for challenging the jurors.
- 10
The prosecutor may not rebut a prima facie showing by stating that he challenged the jurors on the assumption that they would be partial to the defendant because of their shared race, or by affirming his good faith in individual selections.
- 11
A defendant may establish a prima facie case of purposeful discrimination solely on evidence concerning the prosecutor's exercise of peremptory challenges at the defendant's own trial.
- 12
Batson does not require the defendant to show that the prosecutor engaged in a pattern of race-based strikes across multiple prior cases.
Use this attack sequence under time
Frame the issue
Ask whether the evidence is favorable to the accused and material to guilt or punishment, and whether the prosecution suppressed it.
Resolve the next checkpoint
For impeachment evidence about a prosecution witness, check for promises or deals and remember that the trial prosecutor's ignorance is no defense.
Resolve the next checkpoint
For a claim of trial error, ask whether the state can show harmlessness beyond a reasonable doubt.
Finish the conclusion
For a jury strike, run the Batson steps: prima facie showing, neutral explanation, and the court's ruling.
Common wrong turns
- Good faith or bad faith of the prosecutor does not decide whether suppression of material favorable evidence violates due process.
- The burden of showing that constitutional error was harmless is on the state, and the standard is beyond a reasonable doubt.
- A prosecutor cannot rebut a Batson showing by asserting that he acted in good faith or by relying on race-based assumptions.
Worked example
A prosecutor promises a key witness a reduced sentence in exchange for testimony, and the trial prosecutor, unaware of it, tells the jury there were no deals. The defendant learns of the promise after conviction.
The undisclosed promise bears on the witness's credibility, and the prosecution's duty applies even though the trial prosecutor did not know, so the conviction violates due process under Giglio if the evidence was material.
Practice this topic
Disclosure of favorable evidence
In Brady v. Maryland, 373 U.S. 83 (1963), the Supreme Court held that suppression by the prosecution of evidence favorable to an accused who has requested it violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution. In Giglio v. United States, 405 U.S. 150 (1972), the Court held that the prosecution's duty to present all material evidence to the jury was not fulfilled when it did not disclose an alleged promise of leniency to its key witness, and that neither the assistant's lack of authority nor his failure to inform his superiors was controlling.
In United States v. Agurs, 427 U.S. 97 (1976), the Court held that a prosecutor does not violate the constitutional duty of disclosure unless the omission is sufficiently significant to result in the denial of the defendant's right to a fair trial, and that the Constitution does not demand discovery of everything that might influence a jury.
Burden of proof and harmless error
In In re Winship, 397 U.S. 358 (1970), the Court held that proof beyond a reasonable doubt, which the Due Process Clause requires in criminal trials, is among the essentials of due process and fair treatment required in the adjudicatory stage of a juvenile delinquency proceeding in which the juvenile is charged with an act that would be a crime if committed by an adult.
In Chapman v. California, 386 U.S. 18 (1967), the Court held that before a constitutional error can be held harmless the court must be able to declare its belief that it was harmless beyond a reasonable doubt, and it found that the state had not shown this where the prosecutor repeatedly commented on the defendants' failure to testify and the judge instructed the jury on the inference.
Race-based peremptory challenges
Batson v. Kentucky, 476 U.S. 79 (1986), held that the Equal Protection Clause forbids a prosecutor from challenging jurors solely on account of race, and that a defendant may establish a prima facie case of purposeful discrimination solely on evidence concerning the prosecutor's exercise of peremptory challenges at the defendant's own trial. The defendant must show membership in a cognizable racial group and that the prosecutor removed members of that group, and the relevant circumstances must raise an inference of discrimination.
Once the prima facie showing is made, the burden shifts to the state to come forward with a neutral explanation for challenging the jurors, and the prosecutor may not rebut the showing by saying he assumed the jurors would be partial to the defendant because of their shared race or by affirming his good faith in individual selections.
Frequently asked questions
What is the controlling rule for prosecutor disclosure, the reasonable-doubt standard, harmless error, and race-based jury strikes?+
Identify which trial right is invoked, state the test for it, apply the burden, and check whether the error was harmless beyond a reasonable doubt.
What does Brady v. Maryland require?+
The prosecution must not suppress evidence favorable to the accused that is material to guilt or punishment, whether or not the prosecutor acted in good faith.
Does the prosecution have to disclose deals with witnesses?+
Yes. Giglio v. United States held that a promise of leniency to a key witness must be disclosed, even if the trial prosecutor did not know of it.
What standard of proof applies in a criminal trial?+
Proof beyond a reasonable doubt, which In re Winship held is required by due process, including for juveniles charged with acts that would be crimes for adults.
When is a constitutional error harmless?+
When the court can declare beyond a reasonable doubt that it did not contribute to the verdict, and the state bears the burden, under Chapman v. California.
How does a defendant challenge a race-based jury strike?+
By making a prima facie showing under Batson v. Kentucky, after which the prosecutor must give a neutral explanation for the strikes.